Quality & Risk Management – Senior Associate

Job Description

Tasks and Responsibilities :

• Screening of companies, directors, shareholders and beneficial owners against adverse news, sanction lists, litigation/ bankruptcies, as well as Politically Exposed Personnel using KPMG internal and external public sources.
• Evaluate, perform validation of completeness and accuracy of the KYC screenings, evaluate and document the assessment of the results according to relevant regulations, guidance and procedures.
• Handle internal queries on regulatory requirements and compliance policies and procedures on AML-CFT (Combating Financing of Terrorism).
• Provide support in the development and maintenance of in-house training content for periodic trainings on AML-CFT.
• Participate in establishing, implement and provide oversight AML/CFT policies, procedures, systems and controls.
• Manage and engage with internal stakeholders, setting service standards and resolving issues in accordance with organizational procedures, promote understanding and compliance with risk management policies and procedure.

Requirements :

• Minimum bachelor degree, preferably in accounting, banking & finance or equivalent.
• Minimum 2-3 years of relevant experience in compliance and regulatory matters with a sizable financial institution/regulatory body, legal, brokerage and investment firm preferred.
• Candidates with Certified Fraud Examiner (CFE) or Association of Certified Anti-Money Laundering Specialists (ACAMS) will be an added advantage.
• Working knowledge of local regulatory guidelines, KYC and AML guidelines is essential.
• Possess strong analytical and problem-solving skills with excellent verbal/written communication and interpersonal skills.
• Ability to exercise sound judgement, escalate issues and propose solutions appropriately.
• Familiar with the use of research databases such as Lexis Nexis, World Check, Factiva, Corporate Registries and related research tools.
• Team player, self-motivated, resourceful and has an eye for detail.